IPO & Securities Regulation
In the United States, the sale of shares and other securities to the public is highly regulated. Anyone raising finance from U.S. investors needs a good understanding of what forms of activities and investment structures are tolerated by the SEC and other regulatory bodies. This module provides the student with an understanding of the IPO process, the primary regulatory controls in the United States and the costs and benefits of IPO for startup entrepreneurs. Note: Key aspects of the US securities regulations are mirrored in most countries, and the principles covered in this module are applicable to raising finance in many different parts of the World.